Privacy Policy
WHAT DOES MARY & PIP DO WITH YOUR PERSONAL INFORMATION?
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What? The types of personal information we collect and share depend on the product or service you have with us. This information can include: Social Security Number and income; assets and transaction history; and investment experience and risk tolerance. When you are no longer a client, we continue to share your information as described in this notice.
How? All financial companies need to share clients’ personal information to run their everyday business. Below are the reasons financial companies can share their clients’ personal information; the reasons Mary & Pip chooses to share; and whether you can limit this sharing.
For our everyday business purposes — such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus. Does Mary & Pip share? YES. Can you limit this sharing? NO.
For our marketing purposes — to offer our products and services to you. Does Mary & Pip share? NO. Can you limit this sharing? NO.
For joint marketing with other financial companies: Mary & Pip does not share. For our affiliates’ everyday business purposes — information about your transactions and experiences: Mary & Pip does not share. For our affiliates to market to you: Mary & Pip does not share. For non-affiliates to market to you: Mary & Pip does not share.
To limit our sharing: If you are a new Client, we can begin sharing your information upon execution of an agreement with Mary & Pip. When you are no longer our client, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing. By executing an Investment Advisory Agreement with Mary & Pip, the Client agrees to “opt-in” to this privacy policy.
Questions? Email hello@maryandpip.com or visit www.maryandpip.com.
Who we are. Who is providing this notice? MARY & PIP INVESTMENTS, LLC (“MARY & PIP”).
What we do. How does Mary & Pip protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. We take reasonable steps to ensure the confidentiality of client information shared via text messages. However, clients are reminded to avoid including sensitive personal or financial information, such as account numbers or Social Security numbers, in text messages.
How does Mary & Pip collect my personal information? We collect your personal information, for example, when you open an account or give us contact information; enter an investment adviser contract or give us your income information; or tell us about your investment or retirement portfolio. We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. To ensure compliance and protect client information, all text message communications are conducted using firm-approved, secure communication platforms that are monitored and archived in accordance with regulatory requirements.
Why can’t I limit all sharing? Federal law gives you the right to limit only: sharing for affiliates’ everyday business purposes — information about your creditworthiness; affiliates from using your information to market to you; and sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. What happens when I limit sharing for an account that I hold jointly with someone else? Your choices will apply to everyone on your account — unless you tell us otherwise.
Definitions. Affiliates are companies related by common ownership or control. They can be financial and nonfinancial companies. Non-affiliates are companies not related by common ownership or control. They can be financial and nonfinancial companies. Joint marketing is a formal agreement between non-affiliated financial companies that together market financial products or services to you.
Other important information. By signing and executing Mary & PIP’s Agreement, I acknowledge that I have fully read and understand this Privacy Policy and opt-in as outlined above. I understand that if I have any questions or concerns about this policy, it is my responsibility to discuss this with my financial professional. Prepared by: Integrated Compliance Advisors, Ltd. Privacy Policy: V.1 | 2025.10.